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Form N-PX · fund registrantSEC filer no. 915802

FINANCIAL INVESTORS TRUST

fund voting report

Vote records reported
7,515year to 30 June 2026
Against management
10.3%763 of 7,409 marked votes
Say-on-pay support
91.3%for, of for + against + abstain
Shareholder-proposal support
79.3%for, of for + against + abstain
88.1% for9.2% against2.7% other10.3% against management7,491 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

In its Form N-PX for the year to 30 June 2026, FINANCIAL INVESTORS TRUST listed 7,515 vote records. Votes against management made up 10.3% of those marked either way (763 of 7,409); the median fund registrant stood at 6.2%.

Weighted by the number of shares voted, the against-management share is 10.7%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 91.3% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 79.3% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE (26.9% of 26), SHAREHOLDER RIGHTS AND DEFENSES (23.3% of 30) and ENVIRONMENT OR CLIMATE (15.7% of 51).

It reported 186.2 million shares out on loan at record dates, 1.41% of the shares it held or had lent across the meetings it reported. Shares on loan are not voted.

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share10.3%6.2%10.6%
Say-on-pay support rate91.3%91.6%86.0%
Shareholder-proposal support rate79.3%27.5%33.9%
Shares on loan, share of shares held1.41%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS3,8503,39827611.0%
SECTION 14A SAY-ON-PAY VOTES222189189.9%
AUDIT-RELATED634612202.6%
INVESTMENT COMPANY MATTERS2200.0%
SHAREHOLDER RIGHTS AND DEFENSES3325623.3%
EXTRAORDINARY TRANSACTIONS625666.5%
CAPITAL STRUCTURE751683689.2%
COMPENSATION79066312315.2%
CORPORATE GOVERNANCE1,3061,1811089.1%
ENVIRONMENT OR CLIMATE51143715.7%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE26141226.9%
DIVERSITY, EQUITY, AND INCLUSION238154.3%
OTHER SOCIAL ISSUES7822569.0%
OTHER39241514.3%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 202410,3039.7%92.2%36.8%
year to 30 June 20259,27010.4%94.6%36.7%
year to 30 June 20267,51510.3%91.3%79.3%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, FINANCIAL INVESTORS TRUST voted against management on 17 of the 194 it marked either way (8.8%) in the year to 30 June 2026.

Shareholder proposals it supported

Of 158 proposals from security holders that could be told apart in the filings and on which it cast a vote, FINANCIAL INVESTORS TRUST voted for 64 (40.5%). The 40 at the companies with the most reporting filers are listed. Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
NVIDIA Corporation24 Jun 2026Approval of a non-binding stockholder proposal requesting the replacement of supermajority voting...
Alphabet Inc.5 Jun 2026Shareholder proposal regarding a report on AI data usage oversight
Alphabet Inc.5 Jun 2026Shareholder proposal regarding equal shareholder voting
JPMorgan Chase & Co.19 May 2026Independent board chairman
Mastercard Incorporated16 Jun 2026Consideration of a stockholder proposal regarding shareholder right to act by written consent
Eli Lilly and Company4 May 2026Shareholder proposal to adopt a policy and amend the bylaws to require an independent board chair.
CHEVRON CORPORATION27 May 2026Adopt an Independent Chair
CHEVRON CORPORATION27 May 2026Commission a Third-Party Report on Human Rights Processes
CHEVRON CORPORATION27 May 2026Report on Indigenous Peoples' Rights
Tesla, Inc.6 Nov 2025A shareholder proposal to seek shareholder approval before adopting an amendment to the bylaws pursuant to...
Tesla, Inc.6 Nov 2025Declassify the Board of Directors
Tesla, Inc.6 Nov 2025Shareholder proposal: CORPORATE GOVERNANCE
McDonald's Corporation20 May 2026Advisory Vote on Shareholders' Right to Act by Written Consent.
International Business Machines Corporation28 Apr 2026Stockholder Proposal Requesting a Right to Act by Written Consent
CATERPILLAR INC.10 Jun 2026Shareholder Proposal - Shareholder Right to Act by Written Consent
Wells Fargo & Company28 Apr 2026Require Independent Board Chair
Wells Fargo & Company28 Apr 2026Shareholder Proposal - Govern by Majority Vote.
ConocoPhillips12 May 2026Stockholder Proposal - Independent Board Chairman.
The Goldman Sachs Group, Inc.29 Apr 2026Shareholder Proposal Regarding Lobbying Disclosure
The Goldman Sachs Group, Inc.29 Apr 2026Shareholder Proposal Regarding Special Shareholder Meeting Thresholds
S&P Global Inc.20 May 2026Vote on a shareholder proposal to reduce the stock ownership threshold for calling a special shareholder...
Deere & Company25 Feb 2026Shareholder proposal on shareholder right to act by written consent
Lam Research Corporation4 Nov 2025Stockholder proposal titled "Realistic Shareholder Ability to Call for a Special Shareholder Meeting,"
EXXON MOBIL CORPORATION27 May 2026Proposal requesting Company to modify its Voluntary Retail Voting Program to provide multiple options not...
EXXON MOBIL CORPORATION27 May 2026Require Independent Board Chair
Boston Scientific Corporation30 Apr 2026Stockholder proposal titled "Give Shareholders the Ability to Call for a Special Shareholder Meeting."
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding annual vote regarding executive pay.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding disclosure of voting results by share class.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding dual class capital structure.
Vertex Pharmaceuticals Incorporated13 May 2026Shareholder proposal, if properly presented at the meeting, regarding shareholder right to act by written...
O'Reilly Automotive, Inc.14 May 2026Shareholder proposal entitled "Avoid Brand Damage due to Corporate Political Spending."
Synopsys, Inc.16 Apr 2026To vote on a stockholder proposal regarding 'stockholders' right to act by written consent
Snowflake Inc.29 Jun 2026To consider and vote on, if properly presented at the meeting, a non-binding stockholder proposal...
HCA Healthcare, Inc.23 Apr 2026Stockholder proposal, if properly presented at the meeting, regarding stockholders' right to act by...
Cognizant Technology Solutions Corporation2 Jun 2026Shareholder proposal to adopt shareholder right to act by written consent
Dover Corporation8 May 2026To consider a shareholder proposal requesting an independent board chair.
NRG Energy, Inc.30 Apr 2026To vote on a stockholder proposal to give shareholders the ability to call for a special shareholder meeting
Archer-Daniels-Midland Company7 May 2026Stockholder Proposal Regarding Issuance of a Report on Pesticide Use Data Reporting in Regenerative...
First Solar, Inc.13 May 2026Stockholder proposal to improve shareholder ability to call for a special shareholder meeting
Albemarle Corporation5 May 2026Shareholder Proposal regarding shareholders ability to call for a special shareholder meeting.

Shares on loan

FINANCIAL INVESTORS TRUST reported 186.2 million shares on loan at record dates against 13.01 billion shares voted: 1.41% of the two together. Median fund registrant: 0.00%. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

Fund series in this filing

9 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.

SeriesVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
ALPS | CoreCommodity Natural Resources ETF3,89410.2%94.4%59.6%
ALPS Balanced Opportunity Fund7246.8%87.5%31.2%
Seafarer Overseas Growth and Income Fund70210.3%not reportednot reported
ALPS Global Opportunity Fund68214.9%71.4%33.3%
Seafarer Overseas Value Fund52712.8%not reportednot reported
Kotak India Equity Fund4430.2%not reported97.3%
Emerald Finance and Banking Innovation Fund43017.2%100.0%not reported
Emerald Insights Fund11211.8%100.0%21.4%
ALPS Asset Allocation Growth & Income10.0%not reportednot reported

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did FINANCIAL INVESTORS TRUST vote on executive pay?

In the year to 30 June 2026 FINANCIAL INVESTORS TRUST reported 206 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 188 were for (91.3%), 18 against and 0 abstentions. Counting one item per company meeting, it voted against management on 17 of the 194 say-on-pay items it marked either way.

How often does FINANCIAL INVESTORS TRUST vote against management?

10.3% of the time in the year to 30 June 2026: 763 of the 7,409 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did FINANCIAL INVESTORS TRUST support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 39 votes on proposals from security holders in the year to 30 June 2026 and voted for 5 of them (12.8%). Across every category it voted for 79.3% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by FINANCIAL INVESTORS TRUST (filer no. 915802), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.