Vote Scores

Home / Filers / ALPS Series Trust

Form N-PX · fund registrantSEC filer no. 1558107

ALPS Series Trust

fund voting report

Vote records reported
1,656year to 30 June 2026
Against management
3.2%52 of 1,647 marked votes
Say-on-pay support
85.8%for, of for + against + abstain
Shareholder-proposal support
14.3%for, of for + against + abstain
92.2% for6.4% against1.4% other3.2% against management1,656 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

In its Form N-PX for the year to 30 June 2026, ALPS Series Trust listed 1,656 vote records. Votes against management made up 3.2% of those marked either way (52 of 1,647); the median fund registrant stood at 6.2%.

Weighted by the number of shares voted, the against-management share is 0.3%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 85.8% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 14.3% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in SECTION 14A SAY-ON-PAY VOTES (10.9% of 119), CORPORATE GOVERNANCE (10.2% of 98) and COMPENSATION (8.9% of 45).

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share3.2%6.2%10.6%
Say-on-pay support rate85.8%91.6%86.0%
Shareholder-proposal support rate14.3%27.5%33.9%
Shares on loan, share of shares held0.00%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,2081,183191.5%
SECTION 14A SAY-ON-PAY VOTES122971410.9%
AUDIT-RELATED12112010.8%
SHAREHOLDER RIGHTS AND DEFENSES65133.3%
EXTRAORDINARY TRANSACTIONS7130.0%
CAPITAL STRUCTURE1614225.0%
COMPENSATION454058.9%
CORPORATE GOVERNANCE101554310.2%
ENVIRONMENT OR CLIMATE2020.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE2020.0%
OTHER SOCIAL ISSUES9090.0%
OTHER231858.7%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 20242,6721.0%90.9%18.5%
year to 30 June 20251,9401.9%90.7%19.0%
year to 30 June 20261,6563.2%85.8%14.3%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, ALPS Series Trust voted against management on 11 of the 67 it marked either way (16.4%) in the year to 30 June 2026.

A further 1 say-on-pay item was reported without a management mark and are left out of both sides of that fraction.

Shareholder proposals it supported

Of 60 proposals from security holders that could be told apart in the filings and on which it cast a vote, ALPS Series Trust voted for 10 (16.7%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
Microsoft Corporation5 Dec 2025Report on Al Data Usage Oversight
Amazon.com, Inc.20 May 2026Shareholder proposal requesting a mandatory independent board chair policy
Amazon.com, Inc.20 May 2026Shareholder proposal requesting a report on impact of climate commitments
Texas Instruments Incorporated16 Apr 2026Stockholder proposal to permit stockholders to act by written consent.
THE BOEING COMPANY17 Apr 2026Action by Written Consent.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding annual vote regarding executive pay.
United Parcel Service, Inc.7 May 2026To take steps to reduce the voting power of UPS class A stock from 10 votes per share to one vote per share.
Zoetis Inc.20 May 2026Shareholder proposal to permit shareholder action by written consent.
Airbnb, Inc.5 Jun 2026Dual-class sunset; and
Church & Dwight Co., Inc.1 May 2026Stockholder Proposal - Permit Stockholder Action by Written Consent.

Shares on loan

ALPS Series Trust reported no shares on loan for the year to 30 June 2026. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

Fund series in this filing

6 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.

SeriesVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
Hillman Value Fund5023.7%60.0%13.6%
Clarkston Founders Fund3404.1%96.3%11.1%
Clarkston Fund3364.2%96.2%8.3%
Clarkston Partners Fund2960.0%100.0%not reported
Fundsmith Equity ETF1783.4%not reported20.7%
Brigade High Income Fund40.0%not reportednot reported

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did ALPS Series Trust vote on executive pay?

In the year to 30 June 2026 ALPS Series Trust reported 113 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 97 were for (85.8%), 13 against and 3 abstentions. Counting one item per company meeting, it voted against management on 11 of the 67 say-on-pay items it marked either way. A further 1 say-on-pay item was reported without a management mark and are not counted in that figure.

How often does ALPS Series Trust vote against management?

3.2% of the time in the year to 30 June 2026: 52 of the 1,647 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did ALPS Series Trust support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 2 votes on proposals from security holders in the year to 30 June 2026 and voted for 0 of them (0.0%). Across every category it voted for 14.3% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by ALPS Series Trust (filer no. 1558107), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.