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Home / Northern Lights Fund Trust IV / Main Thematic Innovation ETF

Form N-PX · fund seriesSEC series no. S000070451

Main Thematic Innovation ETF

A series of Northern Lights Fund Trust IV

Vote records
634year to 30 June 2025
Against management
1.3%8 of 634 marked votes
Say-on-pay support
100.0%for, of for + against + abstain
Shareholder-proposal support
0.0%for, of for + against + abstain

Main Thematic Innovation ETF is a series of Northern Lights Fund Trust IV. For the year to 30 June 2025 its registrant reported 634 vote records for the series; 1.3% of the votes marked for or against management went against management. It voted for 100.0% of say-on-pay items and for 0.0% of proposals from security holders.

Compared with its registrant

year to 30 June 2025This seriesIts registrantMedian fund registrant
Against-management share1.3%9.4%6.1%
Say-on-pay support rate100.0%83.7%91.3%
Shareholder-proposal support rate0.0%13.2%23.5%

Votes by category

foragainstabstain, withhold or otheramber tick: the portion cast against management

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS41141100.0%
SECTION 14A SAY-ON-PAY VOTES5347011.3%
AUDIT-RELATED545400.0%
SHAREHOLDER RIGHTS AND DEFENSES5410.0%
EXTRAORDINARY TRANSACTIONS1100.0%
CAPITAL STRUCTURE191900.0%
COMPENSATION242220.0%
CORPORATE GOVERNANCE423662.4%
ENVIRONMENT OR CLIMATE1010.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE1010.0%
DIVERSITY, EQUITY, AND INCLUSION1010.0%
OTHER SOCIAL ISSUES6060.0%
OTHER161516.3%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
year to 30 June 20256341.3%100.0%0.0%

Questions

How often did Main Thematic Innovation ETF vote against management?

1.3% of the votes its registrant marked for or against management in the year to 30 June 2025 (8 of 634).

How did Main Thematic Innovation ETF vote on executive pay?

It voted for 47 of 47 say-on-pay items cast for, against or abstain (100.0%).

Is this the result of the meetings?

No. Form N-PX shows how the fund voted the shares it held. It does not show how other shareholders voted or what the outcome was.

Where does the data come from?

From the Form N-PX filed by Northern Lights Fund Trust IV, which lists the series that cast each vote. The SEC does not verify the contents. Data runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX filed by Northern Lights Fund Trust IV (filer no. 1644419); votes attributed to series S000070451 by the filer. Not verified by the SEC. Filings read through 23 Sep 2026.