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Form N-PX · fund registrantSEC filer no. 803020

OBERWEIS FUNDS

fund voting report

Vote records reported
4,717year to 30 June 2026
Against management
8.0%378 of 4,707 marked votes
Say-on-pay support
94.2%for, of for + against + abstain
Shareholder-proposal support
58.5%for, of for + against + abstain
91.4% for6.8% against1.8% other8.0% against management4,717 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

In its Form N-PX for the year to 30 June 2026, OBERWEIS FUNDS listed 4,717 vote records. Votes against management made up 8.0% of those marked either way (378 of 4,707); the median fund registrant stood at 6.2%.

Weighted by the number of shares voted, the against-management share is 10.6%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 94.2% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 58.5% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in EXTRAORDINARY TRANSACTIONS (50.0% of 72), COMPENSATION (17.1% of 433) and CAPITAL STRUCTURE (9.7% of 601).

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share8.0%6.2%10.6%
Say-on-pay support rate94.2%91.6%86.0%
Shareholder-proposal support rate58.5%27.5%33.9%
Shares on loan, share of shares held0.00%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS2,3782,230806.1%
SECTION 14A SAY-ON-PAY VOTES186161105.4%
AUDIT-RELATED37036282.2%
INVESTMENT COMPANY MATTERS2200.0%
SHAREHOLDER RIGHTS AND DEFENSES101000.0%
EXTRAORDINARY TRANSACTIONS72363650.0%
CAPITAL STRUCTURE601542599.7%
COMPENSATION4363577917.1%
CORPORATE GOVERNANCE712664486.5%
ENVIRONMENT OR CLIMATE11830.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE1010020.0%
DIVERSITY, EQUITY, AND INCLUSION8800.0%
OTHER SOCIAL ISSUES302820.0%
OTHER111100.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 20245,1669.9%91.7%58.1%
year to 30 June 20254,8738.5%94.3%47.0%
year to 30 June 20264,7178.0%94.2%58.5%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, OBERWEIS FUNDS voted against management on 9 of the 136 it marked either way (6.6%) in the year to 30 June 2026.

Shareholder proposals it supported

Of 39 proposals from security holders that could be told apart in the filings and on which it cast a vote, OBERWEIS FUNDS voted for 26 (66.7%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
Micron Technology, Inc.15 Jan 2026Reduce Ownership Threshold for Shareholders to Call Special Meeting
Assurant, Inc.21 May 2026Stockholder proposal regarding action by written consent.
Qorvo, Inc.13 Aug 2025Reduce Ownership Threshold for Shareholders to Call Special Meeting
SkyWest, Inc.5 May 2026A shareholder proposal regarding collective bargaining policy.
Dana Incorporated22 Apr 2026Shareholder proposal to require an independent Board Chairman.
Calix, Inc.14 May 2026To hold an advisory vote on a stockholder proposal relating to a simple majority vote.
ICU Medical, Inc.13 May 2026To approve, on an advisory basis, a stockholder proposal to establish a 10% stockholder special meeting right.
Contemporary Amperex Technology Co., Ltd.25 Dec 2025Shareholder proposal: CAPITAL STRUCTURE
Ganfeng Lithium Group Co., Ltd.20 May 2026Shareholder proposal: INVESTMENT COMPANY MATTERS
Brunello Cucinelli SpA23 Apr 2026Shareholder proposal: AUDIT-RELATED
Brunello Cucinelli SpA23 Apr 2026Shareholder proposal: CORPORATE GOVERNANCE
Brunello Cucinelli SpA23 Apr 2026Shareholder proposal: CORPORATE GOVERNANCE
Brunello Cucinelli SpA23 Apr 2026Fix Board Terms for Directors
Brunello Cucinelli SpA23 Apr 2026Fix Number of Directors
Brunello Cucinelli SpA23 Apr 2026Shareholder proposal: AUDIT-RELATED
Mitsui Mining & Smelting Co., Ltd.26 Jun 2026Amend Articles to Require Individual Compensation Disclosure for Directors
Citizen Watch Co., Ltd.24 Jun 2026Amend Articles to Require Individual Compensation Disclosure for Directors
Citizen Watch Co., Ltd.24 Jun 2026Amend Articles to Allow Online Attendance at General Shareholder Meetings
Citizen Watch Co., Ltd.24 Jun 2026Shareholder proposal: CORPORATE GOVERNANCE
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Shareholder proposal: INVESTMENT COMPANY MATTERS
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Approve Related Party Transaction
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Shareholder proposal: CORPORATE GOVERNANCE
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Shareholder proposal: CORPORATE GOVERNANCE
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Shareholder proposal: CORPORATE GOVERNANCE
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Shareholder proposal: CORPORATE GOVERNANCE
Guangxi Liugong Machinery Co., Ltd.16 Dec 2025Shareholder proposal: CORPORATE GOVERNANCE

Shares on loan

OBERWEIS FUNDS reported no shares on loan for the year to 30 June 2026. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

Fund series in this filing

6 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.

SeriesVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
Oberweis International Opportunities Fund1,2086.0%not reported55.6%
Oberweis China Opportunities Fund87816.6%not reported83.3%
Oberweis Micro-Cap Fund6837.2%92.4%not reported
Oberweis Focused International Growth Fund6823.8%not reportednot reported
Oberweis Small-Cap Opportunities Fund6548.0%94.4%75.0%
Oberweis Global Opportunities Fund6125.4%100.0%33.3%

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did OBERWEIS FUNDS vote on executive pay?

In the year to 30 June 2026 OBERWEIS FUNDS reported 171 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 161 were for (94.2%), 10 against and 0 abstentions. Counting one item per company meeting, it voted against management on 9 of the 136 say-on-pay items it marked either way.

How often does OBERWEIS FUNDS vote against management?

8.0% of the time in the year to 30 June 2026: 378 of the 4,707 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did OBERWEIS FUNDS support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 3 votes on proposals from security holders in the year to 30 June 2026 and voted for 0 of them (0.0%). Across every category it voted for 58.5% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by OBERWEIS FUNDS (filer no. 803020), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.