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Form N-PX · fund registrantSEC filer no. 315774

FORUM FUNDS

fund voting report

Vote records reported
7,937year to 30 June 2026
Against management
1.6%121 of 7,579 marked votes
Say-on-pay support
97.8%for, of for + against + abstain
Shareholder-proposal support
5.9%for, of for + against + abstain
91.5% for5.6% against3.0% other1.6% against management7,718 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

In its Form N-PX for the year to 30 June 2026, FORUM FUNDS listed 7,937 vote records. Votes against management made up 1.6% of those marked either way (121 of 7,579); the median fund registrant stood at 6.2%.

Weighted by the number of shares voted, the against-management share is 0.0%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 97.8% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 5.9% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE (8.9% of 56), OTHER SOCIAL ISSUES (8.8% of 102) and SHAREHOLDER RIGHTS AND DEFENSES (8.3% of 24).

It reported 816 shares out on loan at record dates, 0.00% of the shares it held or had lent across the meetings it reported. Shares on loan are not voted.

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share1.6%6.2%10.6%
Say-on-pay support rate97.8%91.6%86.0%
Shareholder-proposal support rate5.9%27.5%33.9%
Shares on loan, share of shares held0.00%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS4,4214,305311.3%
SECTION 14A SAY-ON-PAY VOTES1,3761,264310.5%
AUDIT-RELATED56955610.0%
SHAREHOLDER RIGHTS AND DEFENSES2410148.3%
EXTRAORDINARY TRANSACTIONS1611533.3%
CAPITAL STRUCTURE27626530.4%
COMPENSATION235202262.7%
CORPORATE GOVERNANCE5534071194.9%
ENVIRONMENT OR CLIMATE650656.2%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE562548.9%
DIVERSITY, EQUITY, AND INCLUSION1101018.2%
OTHER SOCIAL ISSUES10311918.8%
OTHER12096111.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 20247,9728.4%90.9%17.6%
year to 30 June 20257,9543.2%94.0%3.0%
year to 30 June 20267,9371.6%97.8%5.9%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, FORUM FUNDS voted against management on 6 of the 947 it marked either way (0.6%) in the year to 30 June 2026.

A further 7 say-on-pay items were reported without a management mark and are left out of both sides of that fraction.

Shareholder proposals it supported

Of 213 proposals from security holders that could be told apart in the filings and on which it cast a vote, FORUM FUNDS voted for 17 (8.0%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
JPMorgan Chase & Co.19 May 2026Independent board chairman
AbbVie Inc.8 May 2026Stockholder Proposal - to Adopt a Policy to Require an Independent Chair
Gilead Sciences, Inc.30 Apr 2026To vote on a stockholder proposal requesting a report on the risks of ESG and DEI executive compensation...
Gilead Sciences, Inc.30 Apr 2026To vote on a stockholder proposal requesting an independent Board Chair policy
Gilead Sciences, Inc.30 Apr 2026To vote on a stockholder proposal requesting a report on the impact of extended patent exclusivities on...
Colgate-Palmolive Company8 May 2026Stockholder proposal entitled "Independent Board Chairman."
Target Corporation10 Jun 2026Require Independent Board Chair
Kimberly-Clark Corporation14 May 2026Stockholder Proposal to Require Independent Board Chair
General Mills, Inc.30 Sep 2025Shareholder Proposal - Adopt Policy to Separate the Board Chair and CEO Roles.
Tyson Foods, Inc.5 Feb 2026Shareholder proposal regarding disclosure of voting results based on class of shares.
West Pharmaceutical Services, Inc.4 May 2026Shareholder proposal regarding an independent Board Chair policy.
Five Below, Inc.16 Jun 2026Shareholder proposal requesting that provisions in the Company's governance documents requiring greater...
Revvity, Inc.28 Apr 2026Adopt Share Retention Policy for Senior Executives
Knight-Swift Transportation Holdings Inc.12 May 2026Vote on a stockholder proposal regarding support for transparency in political spending.
Mohawk Industries, Inc.21 May 2026Stockholder proposal regarding a majority vote standard.
THE MAGNUM ICE CREAM COMPANY N.V.7 May 2026Proposal to amend the Articles of Association of the Company
Eni SpA6 May 2026Shareholder proposal: AUDIT-RELATED

Shares on loan

FORUM FUNDS reported 816 shares on loan at record dates against 4.20 billion shares voted: 0.00% of the two together. Median fund registrant: 0.00%. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

Fund series in this filing

10 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.

SeriesVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
AUXIER FOCUS FUND1,7820.0%100.0%0.8%
POLARIS GLOBAL VALUE FUND1,5870.6%100.0%31.8%
MAI Managed Volatility Fund1,1620.1%100.0%0.0%
Payson Total Return Fund8370.1%99.9%not reported
LISANTI SMALL CAP GROWTH FUND72011.4%94.0%not reported
Monongahela All Cap Value Fund5164.3%50.0%36.4%
DF DENT PREMIER GROWTH FUND4790.0%100.0%0.0%
DF DENT MIDCAP GROWTH FUND3960.3%100.0%12.5%
DF DENT SMALL CAP GROWTH FUND3880.0%100.0%not reported
BECK MACK + OLIVER PARTNERS FUND708.6%not reported0.0%

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did FORUM FUNDS vote on executive pay?

In the year to 30 June 2026 FORUM FUNDS reported 1,292 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 1,264 were for (97.8%), 28 against and 0 abstentions. Counting one item per company meeting, it voted against management on 6 of the 947 say-on-pay items it marked either way. A further 7 say-on-pay items were reported without a management mark and are not counted in that figure.

How often does FORUM FUNDS vote against management?

1.6% of the time in the year to 30 June 2026: 121 of the 7,579 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did FORUM FUNDS support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 65 votes on proposals from security holders in the year to 30 June 2026 and voted for 0 of them (0.0%). Across every category it voted for 5.9% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by FORUM FUNDS (filer no. 315774), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.