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TETON WESTWOOD FUNDS
fund voting report
- Vote records reported
- 4,591year to 30 June 2026
- Against management
- 6.4%285 of 4,456 marked votes
- Say-on-pay support
- 95.2%for, of for + against + abstain
- Shareholder-proposal support
- 30.3%for, of for + against + abstain
foragainstabstain, withhold or otheramber tick: the portion cast against management
For the year to 30 June 2026, TETON WESTWOOD FUNDS reported 4,591 vote records on Form N-PX. 285 of the 4,456 votes that were marked for or against management went against management: 6.4%, close to the median fund registrant (6.2%).
Weighted by the number of shares voted, the against-management share is 7.7%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.
On pay and on shareholder proposals: it voted for 95.2% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 30.3% of the proposals put forward by security holders (the median fund registrant: 27.5%).
By category, votes against management were most frequent in COMPENSATION (54.5% of 110), CORPORATE GOVERNANCE (28.3% of 166) and OTHER SOCIAL ISSUES (26.8% of 41).
Compared with other filers
Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.
| year to 30 June 2026 | This filer | Median fund registrant | All filers pooled |
|---|---|---|---|
| Against-management share | 6.4% | 6.2% | 10.6% |
| Say-on-pay support rate | 95.2% | 91.6% | 86.0% |
| Shareholder-proposal support rate | 30.3% | 27.5% | 33.9% |
| Shares on loan, share of shares held | 0.00% | 0.00% | 3.12% |
| Largest families, year to 30 June 2026 | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|
| Vanguard | 20.1% | 94.1% | 42.0% |
| BlackRock and iShares | 7.5% | 88.3% | 11.9% |
| Fidelity | 6.0% | 94.7% | 27.6% |
| Dimensional | 16.4% | 78.9% | 57.4% |
| State Street and SPDR | 16.9% | 77.1% | 50.4% |
Votes by category
Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.
| Category (as the form names it) | Votes | For | Against | Against management | Split |
|---|---|---|---|---|---|
| DIRECTOR ELECTIONS | 3,140 | 3,029 | 57 | 3.4% | |
| SECTION 14A SAY-ON-PAY VOTES | 399 | 359 | 17 | 5.5% | |
| AUDIT-RELATED | 408 | 407 | 0 | 0.2% | |
| SHAREHOLDER RIGHTS AND DEFENSES | 10 | 7 | 2 | 66.7% | |
| EXTRAORDINARY TRANSACTIONS | 7 | 7 | 0 | 0.0% | |
| CAPITAL STRUCTURE | 85 | 67 | 10 | 21.0% | |
| COMPENSATION | 113 | 53 | 43 | 54.5% | |
| CORPORATE GOVERNANCE | 174 | 141 | 26 | 28.3% | |
| ENVIRONMENT OR CLIMATE | 33 | 0 | 33 | 0.0% | |
| HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE | 31 | 0 | 31 | 0.0% | |
| DIVERSITY, EQUITY, AND INCLUSION | 7 | 4 | 3 | 57.1% | |
| OTHER SOCIAL ISSUES | 41 | 10 | 30 | 26.8% | |
| OTHER | 47 | 37 | 9 | 26.3% |
By season
| Season | Vote records | Against management | Say-on-pay support | Shareholder-proposal support | Split |
|---|---|---|---|---|---|
| year to 30 June 2024 | 5,186 | 7.3% | 88.9% | 32.6% | |
| year to 30 June 2025 | 4,784 | 6.1% | 96.3% | 26.9% | |
| year to 30 June 2026 | 4,591 | 6.4% | 95.2% | 30.3% |
Say-on-pay votes against management
Counting one say-on-pay item per company meeting, TETON WESTWOOD FUNDS voted against management on 10 of the 293 it marked either way (3.4%) in the year to 30 June 2026.
A further 7 say-on-pay items were reported without a management mark and are left out of both sides of that fraction.
- Alphabet Inc. 5 Jun 2026
- Broadcom Inc. 20 Apr 2026
- The Home Depot, Inc. 21 May 2026
- Wells Fargo & Company 28 Apr 2026
- Texas Instruments Incorporated 16 Apr 2026
- Prologis, Inc. 28 Apr 2026
- T-Mobile US, Inc. 16 Jun 2026
- Dell Technologies Inc. 25 Jun 2026
- Atlantic Union Bankshares Corporation 5 May 2026
- Medallion Financial Corp. 9 Jun 2026
Shareholder proposals it supported
Of 83 proposals from security holders that could be told apart in the filings and on which it cast a vote, TETON WESTWOOD FUNDS voted for 24 (28.9%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.
| Company | Meeting | Proposal |
|---|---|---|
| Microsoft Corporation | 5 Dec 2025 | Report on Al Data Usage Oversight |
| Amazon.com, Inc. | 20 May 2026 | Shareholder proposal requesting a mandatory independent board chair policy |
| NVIDIA Corporation | 24 Jun 2026 | Approval of a non-binding stockholder proposal requesting the replacement of supermajority voting... |
| Alphabet Inc. | 5 Jun 2026 | Shareholder proposal regarding a report on AI data usage oversight |
| Alphabet Inc. | 5 Jun 2026 | Shareholder proposal regarding a report on AI-generated misinformation |
| Alphabet Inc. | 5 Jun 2026 | Shareholder proposal regarding equal shareholder voting |
| JPMorgan Chase & Co. | 19 May 2026 | Independent board chairman |
| Johnson & Johnson | 23 Apr 2026 | Independent Board Chair |
| CHEVRON CORPORATION | 27 May 2026 | Adopt an Independent Chair |
| Walmart Inc. | 4 Jun 2026 | Report on Immigration Policy & Enforcement |
| Berkshire Hathaway Inc. | 2 May 2026 | Shareholder proposal requesting that the Company issue a report disclosing the Board's oversight framework... |
| PEPSICO, INC. | 6 May 2026 | Shareholder Proposal - Independent Board Chair. |
| McDonald's Corporation | 20 May 2026 | Advisory Vote to Adopt Policy for an Independent Chair. |
| McDonald's Corporation | 20 May 2026 | Advisory Vote on Shareholders' Right to Act by Written Consent. |
| Wells Fargo & Company | 28 Apr 2026 | Require Independent Board Chair |
| Deere & Company | 25 Feb 2026 | Shareholder proposal on shareholder right to act by written consent |
| EXXON MOBIL CORPORATION | 27 May 2026 | Require Independent Board Chair |
| Meta Platforms, Inc. | 27 May 2026 | A shareholder proposal regarding annual vote regarding executive pay. |
| Meta Platforms, Inc. | 27 May 2026 | Shareholder Proposal Regarding Data Protection Impact Assessment |
| Meta Platforms, Inc. | 27 May 2026 | Shareholder proposal: OTHER SOCIAL ISSUES |
| Meta Platforms, Inc. | 27 May 2026 | A shareholder proposal regarding disclosure of voting results by share class. |
| Meta Platforms, Inc. | 27 May 2026 | A shareholder proposal regarding dual class capital structure. |
| Intercontinental Exchange, Inc. | 15 May 2026 | A stockholder proposal regarding independent board chairman |
| O'Reilly Automotive, Inc. | 14 May 2026 | Shareholder proposal entitled "Avoid Brand Damage due to Corporate Political Spending." |
Shares on loan
TETON WESTWOOD FUNDS reported no shares on loan for the year to 30 June 2026. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.
Fund series in this filing
4 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.
| Series | Vote records | Against management | Say-on-pay support | Shareholder-proposal support |
|---|---|---|---|---|
| TETON Westwood Mighty Mites Fund | 2,295 | 5.2% | 99.0% | not reported |
| Keeley Small Cap Fund | 810 | 2.9% | 98.7% | not reported |
| TETON Westwood Equity Fund | 758 | 10.3% | 84.0% | 31.8% |
| TETON Westwood Balanced Fund | 728 | 9.8% | 85.1% | 32.1% |
The filings
These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.
- N-PX/A filed 1 Sep 2026 accession 0002000324-26-004344
- Every N-PX filing by this filer on EDGAR
Questions
How did TETON WESTWOOD FUNDS vote on executive pay?
In the year to 30 June 2026 TETON WESTWOOD FUNDS reported 375 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 357 were for (95.2%), 17 against and 1 abstentions. Counting one item per company meeting, it voted against management on 10 of the 293 say-on-pay items it marked either way. A further 7 say-on-pay items were reported without a management mark and are not counted in that figure.
How often does TETON WESTWOOD FUNDS vote against management?
6.4% of the time in the year to 30 June 2026: 285 of the 4,456 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.
Did TETON WESTWOOD FUNDS support shareholder proposals on climate?
In the category ENVIRONMENT OR CLIMATE it reported 33 votes on proposals from security holders in the year to 30 June 2026 and voted for 0 of them (0.0%). Across every category it voted for 30.3% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.
Is this the result of the meetings?
No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.
Where does the data come from?
From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.
Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by TETON WESTWOOD FUNDS (filer no. 796229), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.