| Citibank (Switzerland) AG | institutional manager | | 0 | 66 |
| Citibank, N.A. | institutional manager | | 0 | 894 |
| Citicorp Trust Delaware, National Association | institutional manager | | 0 | none on file |
| Citicorp Trust South Dakota | institutional manager | | 0 | none on file |
| Citigroup Global Markets Inc. | institutional manager | | 0 | 1,332 |
| CITIZENS & NORTHERN CORP | institutional manager | | 0 | 266 |
| Citizens Bank, National Association | institutional manager | | 0 | 310 |
| Citizens Business Bank | institutional manager | | 0 | 450 |
| CITIZENS PRIVATE WEALTH, LLC | institutional manager | | 0 | 228 |
| CITY NATIONAL BANK OF FLORIDA | institutional manager | | 0 | 584 |
| CITY NATIONAL ROCHDALE FUNDS | fund registrant | | 2 | 194 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | institutional manager | | 0 | 112 |
| City State Bank | institutional manager | | 0 | 553 |
| Claret Asset Management Corp | institutional manager | | 0 | 1,068 |
| Clarius Group, LLC | institutional manager | | 0 | none on file |
| ClariVest Asset Management LLC | institutional manager | | 0 | 432 |
| Clark Capital Management Group, Inc. | institutional manager | | 0 | 1,279 |
| CLARK ESTATES INC | institutional manager | | 0 | 138 |
| Clark Fork Trust | fund registrant | | 0 | 367 |
| Clarkston Capital Partners, LLC | institutional manager | | 0 | 173 |
| Clayton Partners LLC | institutional manager | | 0 | 44 |
| Clayton Street Trust | fund registrant | | 0 | none on file |
| Clean Yield Group | institutional manager | | 0 | 315 |
| Clear Harbor Asset Management, LLC | institutional manager | | 0 | 799 |
| Clear Sky Advisers, LLC | institutional manager | | 0 | none on file |
| ClearBridge Energy Midstream Opportunity Fund Inc. | fund registrant | Franklin Templeton | 0 | 115 |
| CLEARBRIDGE INVESTMENT MANAGEMENT LTD | institutional manager | Franklin Templeton | 0 | 3 |
| ClearBridge Investments Ltd | institutional manager | Franklin Templeton | 0 | 86 |
| Clearbridge Investments, LLC | institutional manager | Franklin Templeton | 0 | 869 |
| ClearBridge MLP & Midstream Fund Inc. | fund registrant | Franklin Templeton | 0 | none on file |
| ClearBridge MLP & Midstream Total Return Fund Inc. | fund registrant | Franklin Templeton | 0 | none on file |
| Clearline Capital LP | institutional manager | | 0 | 100 |
| Clearstead Advisors, LLC | institutional manager | | 0 | 1,819 |
| Clearstead Trust, LLC | institutional manager | | 0 | 348 |
| CLEARWATER INVESTMENT TRUST | fund registrant | | 3 | 25,017 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | institutional manager | | 0 | 753 |
| Cliffwater Corporate Lending Fund | fund registrant | | 0 | 38 |
| Clipper Funds Trust | fund registrant | | 0 | 467 |
| CLOUGH CAPITAL PARTNERS L P | institutional manager | | 0 | 58 |
| Clough Global Dividend & Income Fund | fund registrant | | 0 | 670 |
| Clough Global Equity Fund | fund registrant | | 0 | 745 |
| Clough Global Opportunities Fund | fund registrant | | 0 | 635 |
| CMH Wealth Management LLC | institutional manager | | 0 | 245 |
| CNB Bank | institutional manager | | 0 | 364 |
| Coastal Bridge Advisors, LLC | institutional manager | | 0 | 36 |
| Coastline Trust Co | institutional manager | | 0 | none on file |
| Coatue Innovative Strategies Fund | fund registrant | | 0 | 346 |
| COATUE MANAGEMENT LLC | institutional manager | | 0 | 47 |
| COBALT CAPITAL MANAGEMENT, INC. | institutional manager | | 0 | 25 |
| COBBLESTONE CAPITAL ADVISORS LLC | institutional manager | | 0 | none on file |
| Code Waechter LLC | institutional manager | | 0 | 329 |
| COERENTE CAPITAL MANAGEMENT | institutional manager | | 0 | 64 |
| Cohen & Steers Alternative Income Fund, Inc. | fund registrant | Cohen & Steers | 0 | none on file |
| Cohen & Steers Closed-End Opportunity Fund, Inc. | fund registrant | Cohen & Steers | 0 | 440 |
| Cohen & Steers ETF Trust | fund registrant | Cohen & Steers | 1 | 1,809 |
| Cohen & Steers Future of Energy Fund, INC | fund registrant | Cohen & Steers | 1 | 516 |
| COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC | fund registrant | Cohen & Steers | 1 | 1,011 |
| COHEN & STEERS GLOBAL REALTY SHARES, INC | fund registrant | Cohen & Steers | 1 | 1,183 |
| COHEN & STEERS INFRASTRUCTURE FUND INC | fund registrant | Cohen & Steers | 0 | 981 |
| COHEN & STEERS INSTITUTIONAL REALTY SHARES INC | fund registrant | Cohen & Steers | 0 | 420 |
| Cohen & Steers International Realty Fund, Inc. | fund registrant | Cohen & Steers | 1 | 980 |
| Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | fund registrant | Cohen & Steers | 0 | 44 |
| COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC. | fund registrant | Cohen & Steers | 0 | 26 |
| Cohen & Steers Preferred Securities & Income SMA Shares, Inc | fund registrant | Cohen & Steers | 0 | 13 |
| COHEN & STEERS QUALITY INCOME REALTY FUND INC | fund registrant | Cohen & Steers | 0 | 363 |
| Cohen & Steers Real Assets Fund, Inc. | fund registrant | Cohen & Steers | 1 | 2,810 |
| Cohen & Steers Real Estate Opportunities & Income Fund | fund registrant | Cohen & Steers | 0 | 338 |
| COHEN & STEERS REAL ESTATE SECURITIES FUND INC | fund registrant | Cohen & Steers | 0 | 448 |
| COHEN & STEERS REALTY SHARES INC | fund registrant | Cohen & Steers | 0 | 420 |
| COHEN & STEERS REIT & PREFERRED & INCOME FUND INC | fund registrant | Cohen & Steers | 0 | 416 |
| Cohen & Steers Select Preferred & Income Fund, Inc. | fund registrant | Cohen & Steers | 0 | 44 |
| Cohen & Steers Short Duration Preferred & Income Fund, Inc. | fund registrant | Cohen & Steers | 0 | 44 |
| Cohen & Steers Tax-Advantaged Preferred Securities & Income | fund registrant | Cohen & Steers | 0 | 62 |
| COHEN & STEERS TOTAL RETURN REALTY FUND INC | fund registrant | Cohen & Steers | 0 | 382 |
| COHEN & STEERS, INC. | institutional manager | Cohen & Steers | 0 | 156 |
| Cohen Investment Advisors LLC | institutional manager | | 0 | 168 |
| Cohen Klingenstein LLC | institutional manager | | 0 | 239 |
| Coho Partners, Ltd. | institutional manager | | 0 | none on file |
| CoinShares ETF Trust | fund registrant | | 0 | 154 |
| COLDSTREAM CAPITAL MANAGEMENT INC | institutional manager | | 0 | 462 |
| Collaborative Holdings Management LP | institutional manager | | 0 | none on file |
| Collaborative Investment Series Trust | fund registrant | | 0 | 3,021 |
| COLLECTIVE FAMILY OFFICE LLC | institutional manager | | 0 | 68 |
| COLLEGE RETIREMENT EQUITIES FUND | fund registrant | Nuveen and TIAA | 5 | 151,531 |
| Colonial Trust Advisors | institutional manager | | 0 | 625 |
| Colonial Trust Co / SC | institutional manager | | 0 | 1,115 |
| Colony Family Offices, LLC | institutional manager | | 0 | 445 |
| COLUMBIA ACORN TRUST | fund registrant | Columbia Threadneedle | 4 | 4,485 |
| Columbia Bank | institutional manager | | 0 | 487 |
| Columbia ETF Trust I | fund registrant | Columbia Threadneedle | 8 | 25,084 |
| Columbia ETF Trust II | fund registrant | Columbia Threadneedle | 2 | 8,269 |
| COLUMBIA FUNDS SERIES TRUST | fund registrant | Columbia Threadneedle | 9 | 22,000 |
| COLUMBIA FUNDS SERIES TRUST I | fund registrant | Columbia Threadneedle | 19 | 39,396 |
| Columbia Funds Series Trust II | fund registrant | Columbia Threadneedle | 19 | 21,802 |
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST | fund registrant | Columbia Threadneedle | 3 | 3,905 |
| COLUMBIA FUNDS VARIABLE SERIES TRUST | fund registrant | Columbia Threadneedle | 2 | 1,674 |
| Columbia Funds Variable Series Trust II | fund registrant | Columbia Threadneedle | 27 | 33,542 |
| Columbia Seligman Premium Technology Growth Fund, Inc. | fund registrant | Columbia Threadneedle | 0 | 682 |
| COMERICA BANK | institutional manager | | 0 | none on file |
| COMGEST GLOBAL INVESTORS S.A.S. | institutional manager | | 0 | 985 |
| COMMERCE BANK | institutional manager | | 0 | 3,397 |
| COMMERCE FUNDS | fund registrant | | 4 | 3,462 |
| Commodore Capital LP | institutional manager | | 0 | 27 |
| COMMONWEALTH INTERNATIONAL SERIES TRUST | fund registrant | | 4 | 2,759 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | institutional manager | | 0 | 1,642 |
| Community Bank & Trust, Waco, Texas | institutional manager | | 0 | none on file |
| Community Bank of Raymore | institutional manager | | 0 | 140 |
| Community Bank, N.A. | institutional manager | | 0 | 485 |
| COMPASS CAPITAL MANAGEMENT, INC | institutional manager | | 0 | none on file |
| Composition Wealth, LLC | institutional manager | | 0 | 297 |
| Comstock Funds, Inc. | fund registrant | | 1 | 699 |
| Concentric Capital Strategies, LP | institutional manager | | 0 | 305 |
| Concorde Financial Corp | institutional manager | | 0 | 32 |
| CONCORDE FUNDS INC | fund registrant | | 0 | 389 |
| Condire Management, LP | institutional manager | | 0 | 24 |
| CONDOR CAPITAL MANAGEMENT | institutional manager | | 0 | 909 |
| Conestoga Capital Advisors, LLC | institutional manager | | 0 | 166 |
| CONESTOGA FUNDS | fund registrant | | 0 | 980 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | institutional manager | | 0 | 509 |
| CONGRESS ASSET MANAGEMENT CO | institutional manager | | 0 | 1,467 |
| CONNABLE OFFICE INC | institutional manager | | 0 | 99 |
| CONNING INC. | institutional manager | | 0 | 1,233 |
| Connor, Clark & Lunn Investment Management Ltd. | institutional manager | | 0 | 1,657 |
| Connors Funds | fund registrant | | 1 | 734 |
| CONNORS INVESTOR SERVICES INC | institutional manager | | 0 | 348 |
| Constant Guidance Financial LLC | institutional manager | | 0 | 341 |
| Contour Asset Management LLC | institutional manager | | 0 | 44 |
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. | institutional manager | | 0 | 17 |
| Contrarius Group Holdings Ltd | institutional manager | | 0 | 37 |
| Contrarius Investment Management Ltd | institutional manager | | 0 | none on file |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | institutional manager | | 0 | 376 |
| Convergence Investment Partners, LLC | institutional manager | | 0 | 951 |
| Conversant Capital LLC | institutional manager | | 0 | 161 |
| Cook & Bynum Funds Trust | fund registrant | | 0 | none on file |
| COOKE & BIELER LP | institutional manager | | 0 | 133 |
| COOKSON PEIRCE & CO INC | institutional manager | | 0 | 41 |
| COOPER CREEK PARTNERS MANAGEMENT LLC | institutional manager | | 0 | 44 |
| COOPER INVESTORS PTY LTD | institutional manager | | 0 | 32 |
| Copeland Capital Management, LLC | institutional manager | | 0 | 256 |
| Copeland Trust | fund registrant | | 3 | 2,489 |
| CORBYN INVESTMENT MANAGEMENT INC | institutional manager | | 0 | 106 |
| CoreCommodity Management, LLC | institutional manager | | 0 | 107 |
| Corient IA LP | institutional manager | | 0 | 217 |
| Corient Private Wealth LP | institutional manager | | 0 | 14,761 |
| Cormorant Asset Management, LP | institutional manager | | 0 | 38 |
| CORNELL UNIVERSITY | institutional manager | | 0 | none on file |
| CORNERCAP INVESTMENT COUNSEL INC | institutional manager | | 0 | none on file |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | institutional manager | | 0 | 5,659 |
| Cornerstone Capital, Inc. | institutional manager | | 0 | 154 |
| Cornerstone Investment Partners, LLC | institutional manager | | 0 | 403 |
| Cornerstone National Bank & Trust Co | institutional manager | | 0 | 229 |
| Cornerstone Strategic Investment Fund, Inc. | fund registrant | | 0 | 2,314 |
| CORNERSTONE TOTAL RETURN FUND INC | fund registrant | | 0 | 2,271 |
| Coronation Fund Managers Ltd. | institutional manager | | 0 | 124 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | institutional manager | | 0 | 141 |
| Corus Family Wealth Advisors | institutional manager | | 0 | 122 |
| Corvex Management LP | institutional manager | | 0 | 25 |
| COTTONWOOD CAPITAL ADVISORS, LLC | institutional manager | | 0 | 219 |
| COUNTRY CLUB BANK | institutional manager | | 0 | none on file |
| COUNTRY TRUST BANK | institutional manager | | 0 | 366 |
| Courant Investment Management LLC | institutional manager | | 0 | 135 |
| COURIER CAPITAL LLC | institutional manager | | 0 | 1,284 |
| Covalis Capital LLP | institutional manager | | 0 | 87 |
| Cove Private Wealth, LLC | institutional manager | | 0 | 360 |
| Covea Finance | institutional manager | | 0 | 145 |
| Covestor Ltd | institutional manager | | 0 | 2,482 |
| Cowen Investment Management LLC | institutional manager | | 0 | none on file |
| Cox Capital Mgt LLC | institutional manager | | 0 | 103 |
| Coyle Financial Counsel LLC | institutional manager | | 0 | 876 |
| CPG Cooper Square International Equity, LLC | fund registrant | | 0 | none on file |
| CRA Financial Services, LLC | institutional manager | | 0 | 751 |
| Crake Asset Management LLP | institutional manager | | 0 | 57 |
| CRAMER ROSENTHAL MCGLYNN LLC | institutional manager | | 0 | 107 |
| Crawford Fund Management, LLC | institutional manager | | 0 | 30 |
| CRAWFORD INVESTMENT COUNSEL INC | institutional manager | | 0 | 751 |
| CREATIVE PLANNING TRUST Co LLC | institutional manager | | 0 | 1,100 |
| CREDIT AGRICOLE S A | institutional manager | | 0 | 355 |
| CREDIT INDUSTRIEL ET COMMERCIAL | institutional manager | | 0 | 79 |
| CREDIT SUISSE OPPORTUNITY FUNDS | fund registrant | | 1 | 63 |
| Cresset Asset Management, LLC | institutional manager | | 0 | 2,359 |
| Crestline Management, LP | institutional manager | | 0 | none on file |
| Crestwood Advisors Group, LLC | institutional manager | | 0 | 2,180 |
| Crew Capital Management, Ltd | institutional manager | | 0 | 227 |
| Crewe Advisors LLC | institutional manager | | 0 | 9,742 |
| Crews Bank & Trust | institutional manager | | 0 | 397 |
| CRM Mutual Fund Trust | fund registrant | | 3 | 2,108 |
| CROBAN | institutional manager | | 0 | 268 |
| Crossmark ETF Trust | fund registrant | | 1 | 1,144 |
| Crossmark Global Holdings, Inc. | institutional manager | | 0 | 2,562 |
| Cruiser Capital Advisors, LLC | institutional manager | | 0 | 47 |
| Crumly & Associates Inc. | institutional manager | | 0 | 82 |
| Crystal Rock Capital Management | institutional manager | | 0 | 28 |
| CSM Advisors, LLC | institutional manager | | 0 | 404 |
| CSS LLC | institutional manager | | 0 | 593 |
| CSU Producer Resources, Inc. | institutional manager | | 0 | 25 |
| Cullen Capital Management, LLC | institutional manager | | 0 | 647 |
| CULLEN FUNDS TRUST | fund registrant | | 5 | 5,317 |
| CULLINAN ASSOCIATES INC | institutional manager | | 0 | 74 |
| CUMBERLAND ADVISORS INC | institutional manager | | 0 | 163 |
| Cumberland Partners Ltd | institutional manager | | 0 | 378 |
| Curated Wealth Partners LLC | institutional manager | | 0 | 79 |
| Curi Capital, LLC | institutional manager | | 0 | 1,777 |
| Curran Financial Partners, LLC | institutional manager | | 0 | none on file |
| CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | institutional manager | | 0 | 26 |
| Cushing Capital Partners, LLC | institutional manager | | 0 | 337 |
| Cutler Capital Management, LLC | institutional manager | | 0 | none on file |
| CUTLER INVESTMENT COUNSEL LLC | institutional manager | | 0 | 755 |
| CUTLER TRUST | fund registrant | | 1 | 532 |
| CWC Advisors, LLC. | institutional manager | | 0 | 228 |
| CWM, LLC | institutional manager | | 0 | 2,930 |
| CYBER HORNET TRUST | fund registrant | | 5 | 27,953 |
| Cynosure Group, LLC | institutional manager | | 0 | 422 |
| Cypress Capital Group | institutional manager | | 0 | 110 |
| Cypress Capital, LLC | institutional manager | | 0 | none on file |
| Cypress Wealth Services, LLC | institutional manager | | 0 | 275 |
| Cyrus J. Lawrence, LLC | institutional manager | | 0 | none on file |