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Form N-PX · fund registrantSEC filer no. 99614

TRI-CONTINENTAL Corp

fund voting report, part of Columbia Threadneedle

Vote records reported
1,753year to 30 June 2026
Against management
5.1%90 of 1,750 marked votes
Say-on-pay support
94.3%for, of for + against + abstain
Shareholder-proposal support
35.3%for, of for + against + abstain
92.3% for6.4% against1.3% other5.1% against management1,753 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

For the year to 30 June 2026, TRI-CONTINENTAL Corp reported 1,753 vote records on Form N-PX. 90 of the 1,750 votes that were marked for or against management went against management: 5.1%, 1.1 percentage points below the median fund registrant (6.2%).

Weighted by the number of shares voted, the against-management share is 4.9%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 94.3% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 35.3% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in CORPORATE GOVERNANCE (52.8% of 72), COMPENSATION (5.8% of 52) and SECTION 14A SAY-ON-PAY VOTES (5.5% of 128).

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share5.1%6.2%10.6%
Say-on-pay support rate94.3%91.6%86.0%
Shareholder-proposal support rate35.3%27.5%33.9%
Shares on loan, share of shares held0.00%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS1,2761,241182.7%
SECTION 14A SAY-ON-PAY VOTES12811575.5%
AUDIT-RELATED12712700.0%
SHAREHOLDER RIGHTS AND DEFENSES118345.5%
EXTRAORDINARY TRANSACTIONS4400.0%
CAPITAL STRUCTURE1919015.8%
COMPENSATION524575.8%
CORPORATE GOVERNANCE74601452.8%
ENVIRONMENT OR CLIMATE300300.0%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE150150.0%
DIVERSITY, EQUITY, AND INCLUSION180180.0%
OTHER SOCIAL ISSUES412394.9%
OTHER2200.0%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 20241,8905.7%95.9%32.6%
year to 30 June 20251,6303.9%95.5%18.6%
year to 30 June 20261,7535.1%94.3%35.3%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, TRI-CONTINENTAL Corp voted against management on 7 of the 121 it marked either way (5.8%) in the year to 30 June 2026.

Shareholder proposals it supported

Of 132 proposals from security holders that could be told apart in the filings and on which it cast a vote, TRI-CONTINENTAL Corp voted for 47 (35.6%). The 40 at the companies with the most reporting filers are listed. Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
Amazon.com, Inc.20 May 2026Shareholder proposal requesting a mandatory independent board chair policy
NVIDIA Corporation24 Jun 2026Approval of a non-binding stockholder proposal requesting the replacement of supermajority voting...
Alphabet Inc.5 Jun 2026Shareholder proposal regarding equal shareholder voting
Visa Inc.27 Jan 2026Shareholder proposal on shareholder right to act by written consent.
Visa Inc.27 Jan 2026Require Independent Board Chair
JPMorgan Chase & Co.19 May 2026Independent board chairman
Mastercard Incorporated16 Jun 2026Consideration of a stockholder proposal regarding shareholder right to act by written consent
AbbVie Inc.8 May 2026Stockholder Proposal - to Adopt a Policy to Require an Independent Chair
PEPSICO, INC.6 May 2026Shareholder Proposal - Independent Board Chair.
Tesla, Inc.6 Nov 2025A shareholder proposal to seek shareholder approval before adopting an amendment to the bylaws pursuant to...
Tesla, Inc.6 Nov 2025Declassify the Board of Directors
Tesla, Inc.6 Nov 2025Shareholder proposal: CORPORATE GOVERNANCE
Advanced Micro Devices, Inc.13 May 2026Stockholder proposal requesting changes to the stockholder right to call a special meeting.
QUALCOMM Incorporated17 Mar 2026Stockholder proposal entitled "Shareholder Ability to Call for a Special Meeting."
Pfizer Inc.23 Apr 2026Adopt an Independent Chair Policy
AT&T INC.14 May 2026Shareholder Right to Act by Written Consent
Amgen Inc.19 May 2026Stockholder proposal to require an independent board chairman.
ServiceNow, Inc.21 May 2026Shareholder proposal regarding shareholder right to act by written consent.
Texas Instruments Incorporated16 Apr 2026Stockholder proposal to permit stockholders to act by written consent.
Bristol-Myers Squibb Company5 May 2026Require Independent Board Chair
Morgan Stanley14 May 2026Shareholder proposal requesting an independent Board Chairman
Comcast Corporation10 Jun 2026Adopt policy to have an independent chair
PALANTIR TECHNOLOGIES INC.3 Jun 2026Stockholder proposal entitled "Political Spending Disclosure,"
LOCKHEED MARTIN CORPORATION12 May 2026Stockholder Proposal Requiring Independent Board Chairman
Palo Alto Networks, Inc.9 Dec 2025To consider and vote upon a shareholder proposal, if properly presented at the Annual Meeting, regarding...
CVS Health Corporation14 May 2026Stockholder Proposal for Reducing the Threshold for Our Stockholder Right to Act By Written Consent.
Mondelez International, Inc.20 May 2026Shareholder proposal requesting adoption of an independent board chairman policy
Booking Holdings Inc.2 Jun 2026Non-binding stockholder vote on a proposal to avoid brand damage due to corporate political spending.
Colgate-Palmolive Company8 May 2026Stockholder proposal entitled "Independent Board Chairman."
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding annual vote regarding executive pay.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding disclosure of voting results by share class.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding dual class capital structure.
United Parcel Service, Inc.7 May 2026To take steps to reduce the voting power of UPS class A stock from 10 votes per share to one vote per share.
Corning Incorporated30 Apr 2026Request to adopt an independent chair policy
Vertex Pharmaceuticals Incorporated13 May 2026Shareholder proposal, if properly presented at the meeting, regarding shareholder right to act by written...
General Motors Company2 Jun 2026Shareholder Proposal Regarding Separation of Chair and CEO Roles
Autodesk, Inc.17 Jun 2026Stockholder proposal requesting amendment to stockholder special meeting right.
Equinix, Inc.13 May 2026Consideration and vote upon a stockholder proposal, if properly presented at the Annual Meeting, related...
Delta Air Lines, Inc.18 Jun 2026A shareholder proposal requesting the ability for shareholders to act by written consent.
HP Inc.16 Apr 2026Stockholder proposal requesting that HP's board adopt a policy and amend its governance documents to...

Shares on loan

TRI-CONTINENTAL Corp reported no shares on loan for the year to 30 June 2026. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did TRI-CONTINENTAL Corp vote on executive pay?

In the year to 30 June 2026 TRI-CONTINENTAL Corp reported 122 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 115 were for (94.3%), 7 against and 0 abstentions. Counting one item per company meeting, it voted against management on 7 of the 121 say-on-pay items it marked either way.

How often does TRI-CONTINENTAL Corp vote against management?

5.1% of the time in the year to 30 June 2026: 90 of the 1,750 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did TRI-CONTINENTAL Corp support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 30 votes on proposals from security holders in the year to 30 June 2026 and voted for 0 of them (0.0%). Across every category it voted for 35.3% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by TRI-CONTINENTAL Corp (filer no. 99614), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.