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Form N-PX · fund registrantSEC filer no. 924628

SARATOGA ADVANTAGE TRUST

fund voting report

Vote records reported
4,378year to 30 June 2026
Against management
2.3%100 of 4,385 marked votes
Say-on-pay support
97.5%for, of for + against + abstain
Shareholder-proposal support
47.3%for, of for + against + abstain
93.2% for1.9% against5.0% other2.3% against management4,591 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

For the year to 30 June 2026, SARATOGA ADVANTAGE TRUST reported 4,378 vote records on Form N-PX. 100 of the 4,385 votes that were marked for or against management went against management: 2.3%, 3.9 percentage points below the median fund registrant (6.2%).

Weighted by the number of shares voted, the against-management share is 2.9%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 97.5% of the section 14A say-on-pay items it reported (the median fund registrant: 91.6%) and it voted for 47.3% of the proposals put forward by security holders (the median fund registrant: 27.5%).

By category, votes against management were most frequent in SHAREHOLDER RIGHTS AND DEFENSES (45.5% of 33), OTHER SOCIAL ISSUES (14.3% of 28) and CORPORATE GOVERNANCE (7.7% of 299).

It reported 486,242 shares out on loan at record dates, 3.31% of the shares it held or had lent across the meetings it reported. Shares on loan are not voted.

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 1,241 fund registrants with at least 25 vote records in the season.

year to 30 June 2026This filerMedian fund registrantAll filers pooled
Against-management share2.3%6.2%10.6%
Say-on-pay support rate97.5%91.6%86.0%
Shareholder-proposal support rate47.3%27.5%33.9%
Shares on loan, share of shares held3.31%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS2,9262,851111.1%
SECTION 14A SAY-ON-PAY VOTES37735194.0%
AUDIT-RELATED39438420.3%
INVESTMENT COMPANY MATTERS5200.0%
SHAREHOLDER RIGHTS AND DEFENSES3531245.5%
EXTRAORDINARY TRANSACTIONS9800.0%
CAPITAL STRUCTURE17416821.2%
COMPENSATION20819782.9%
CORPORATE GOVERNANCE306284177.7%
ENVIRONMENT OR CLIMATE1731312.5%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE52340.0%
DIVERSITY, EQUITY, AND INCLUSION7070.0%
OTHER SOCIAL ISSUES28111714.3%
OTHER1815176.9%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 20243,6316.3%70.5%34.5%
year to 30 June 20254,5773.1%97.6%41.9%
year to 30 June 20264,3782.3%97.5%47.3%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, SARATOGA ADVANTAGE TRUST voted against management on 7 of the 273 it marked either way (2.6%) in the year to 30 June 2026.

A further 3 say-on-pay items were reported without a management mark and are left out of both sides of that fraction.

Shareholder proposals it supported

Of 61 proposals from security holders that could be told apart in the filings and on which it cast a vote, SARATOGA ADVANTAGE TRUST voted for 24 (39.3%). Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
Microsoft Corporation5 Dec 2025Report on Human Rights Due Diligence
Microsoft Corporation5 Dec 2025Report on Data Operations in Human Rights Hotspots
NVIDIA Corporation24 Jun 2026Approval of a non-binding stockholder proposal requesting the replacement of supermajority voting...
Alphabet Inc.5 Jun 2026Shareholder proposal regarding equal shareholder voting
Visa Inc.27 Jan 2026Shareholder proposal on shareholder right to act by written consent.
Mastercard Incorporated16 Jun 2026Consideration of a stockholder proposal regarding shareholder right to act by written consent
Tesla, Inc.6 Nov 2025Declassify the Board of Directors
Tesla, Inc.6 Nov 2025Shareholder proposal: CORPORATE GOVERNANCE
GE VERNOVA INC.20 May 2026Stockholder proposal requesting report assessing sustainability goals on the basis of net-present-value...
Palo Alto Networks, Inc.9 Dec 2025To consider and vote upon a shareholder proposal, if properly presented at the Annual Meeting, regarding...
Capital One Financial Corporation8 May 2026Stockholder proposal to require a shareholder vote on golden parachute arrangements.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding annual vote regarding executive pay.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding disclosure of voting results by share class.
Meta Platforms, Inc.27 May 2026A shareholder proposal regarding dual class capital structure.
Intercontinental Exchange, Inc.15 May 2026A stockholder proposal regarding independent board chairman
Synopsys, Inc.16 Apr 2026To vote on a stockholder proposal regarding 'stockholders' right to act by written consent
AppLovin Corporation3 Jun 2026Stockholder proposal regarding disclosure of voting results by class of shares
CBRE Group, Inc.21 May 2026Stockholder proposal regarding our stockholders' ability to call special stockholder meetings.
Quest Diagnostics Incorporated20 May 2026Stockholder proposal regarding an independent board chairman
Workday, Inc.16 Jun 2026To consider and vote upon a stockholder proposal regarding disclosure of voting results based on share class.
Akamai Technologies, Inc.13 May 2026To vote upon a shareholder proposal requiring the Company to provide a report on political spending.
Jack Henry & Associates, Inc.12 Nov 2025Stockholder proposal titled "Improved Shareholder Ability to Call for a Special Shareholder Meeting"
Eni SpA6 May 2026Shareholder proposal: AUDIT-RELATED
Assicurazioni Generali SpA23 Apr 2026Shareholder proposal: AUDIT-RELATED

Shares on loan

SARATOGA ADVANTAGE TRUST reported 486,242 shares on loan at record dates against 14.2 million shares voted: 3.31% of the two together. Median fund registrant: 0.00%. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

Fund series in this filing

12 series reported votes. A vote record can list several series. Series with 500 or more vote records have their own page.

SeriesVote recordsAgainst managementSay-on-pay supportShareholder-proposal support
Saratoga Large Capitalization Growth Portfolio1,2421.6%100.0%100.0%
Saratoga International Equity Portfolio8421.5%100.0%12.5%
Saratoga Small Capitalization Portfolio7490.6%100.0%not reported
Saratoga Mid Capitalization Portfolio6311.5%96.2%not reported
Saratoga Technology & Communication Portfolio32011.6%80.0%31.0%
Saratoga Health & Biotechnology Portfolio3052.0%100.0%not reported
Saratoga Large Capitalization Value Portfolio2464.6%85.7%50.0%
Saratoga Energy & Basic Materials Portfolio370.0%not reportednot reported
Saratoga Financial Services Portfolio30.0%not reportednot reported
Saratoga Moderate Balanced Allocation Portfolio1not reportednot reportednot reported
Saratoga Moderately Aggressive Balanced Allocation Portfolio1not reportednot reportednot reported
Saratoga Aggressive Balanced Allocation Portfolio1not reportednot reportednot reported

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did SARATOGA ADVANTAGE TRUST vote on executive pay?

In the year to 30 June 2026 SARATOGA ADVANTAGE TRUST reported 360 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 351 were for (97.5%), 9 against and 0 abstentions. Counting one item per company meeting, it voted against management on 7 of the 273 say-on-pay items it marked either way. A further 3 say-on-pay items were reported without a management mark and are not counted in that figure.

How often does SARATOGA ADVANTAGE TRUST vote against management?

2.3% of the time in the year to 30 June 2026: 100 of the 4,385 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Did SARATOGA ADVANTAGE TRUST support shareholder proposals on climate?

In the category ENVIRONMENT OR CLIMATE it reported 15 votes on proposals from security holders in the year to 30 June 2026 and voted for 2 of them (13.3%). Across every category it voted for 47.3% of security-holder proposals. Filers choose the category for each vote, so the same proposal can sit in different categories in different filings.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by SARATOGA ADVANTAGE TRUST (filer no. 924628), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.