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Form N-PX · institutional managerSEC filer no. 1639375

Sendero Wealth Management, LLC

institutional manager voting report

Vote records reported
4,099year to 30 June 2026
Against management
27.3%1,120 of 4,099 marked votes
Say-on-pay support
80.2%for, of for + against + abstain
Shareholder-proposal support
41.3%for, of for + against + abstain
71.3% for25.0% against3.7% other27.3% against management4,099 votes

foragainstabstain, withhold or otheramber tick: the portion cast against management

For the year to 30 June 2026, Sendero Wealth Management, LLC reported 4,099 vote records on Form N-PX. 1,120 of the 4,099 votes that were marked for or against management went against management: 27.3%, 20.9 percentage points above the median institutional manager (6.4%).

Weighted by the number of shares voted, the against-management share is 34.4%. The two figures differ when the votes against management fall on larger or smaller holdings than the rest.

On pay and on shareholder proposals: it voted for 80.2% of the section 14A say-on-pay items it reported (the median institutional manager: 91.4%) and it voted for 41.3% of the proposals put forward by security holders (the median institutional manager: 41.1%).

By category, votes against management were most frequent in AUDIT-RELATED (58.7% of 281), CORPORATE GOVERNANCE (33.0% of 273) and DIRECTOR ELECTIONS (26.8% of 2,854).

Compared with other filers

Each rate is defined once, in the methodology. The median is taken over 2,628 institutional managers with at least 25 vote records in the season.

year to 30 June 2026This filerMedian institutional managerAll filers pooled
Against-management share27.3%6.4%10.6%
Say-on-pay support rate80.2%91.4%86.0%
Shareholder-proposal support rate41.3%41.1%33.9%
Shares on loan, share of shares held0.00%0.00%3.12%
Largest families, year to 30 June 2026Against managementSay-on-pay supportShareholder-proposal support
Vanguard20.1%94.1%42.0%
BlackRock and iShares7.5%88.3%11.9%
Fidelity6.0%94.7%27.6%
Dimensional16.4%78.9%57.4%
State Street and SPDR16.9%77.1%50.4%

Votes by category

Filers choose one or more categories for each vote, so a vote can appear in more than one row. Category names are printed as Form N-PX defines them.

Category (as the form names it)VotesForAgainstAgainst managementSplit
DIRECTOR ELECTIONS2,8542,09063326.8%
SECTION 14A SAY-ON-PAY VOTES2932235518.8%
AUDIT-RELATED28111716458.7%
INVESTMENT COMPANY MATTERS121200.0%
SHAREHOLDER RIGHTS AND DEFENSES7971819.0%
EXTRAORDINARY TRANSACTIONS212100.0%
CAPITAL STRUCTURE535211.9%
COMPENSATION108882016.7%
CORPORATE GOVERNANCE2731739633.0%
ENVIRONMENT OR CLIMATE171165.9%
HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCE8080.0%
DIVERSITY, EQUITY, AND INCLUSION21150.0%
OTHER SOCIAL ISSUES120120.0%
OTHER96811514.6%

By season

SeasonVote recordsAgainst managementSay-on-pay supportShareholder-proposal supportSplit
year to 30 June 202435134.8%62.9%not reported
year to 30 June 202544338.8%60.6%not reported
year to 30 June 20264,09927.3%80.2%41.3%

Say-on-pay votes against management

Counting one say-on-pay item per company meeting, Sendero Wealth Management, LLC voted against management on 51 of the 263 it marked either way (19.4%) in the year to 30 June 2026. The 40 companies with the most reporting filers are listed.

Shareholder proposals it supported

Of 208 proposals from security holders that could be told apart in the filings and on which it cast a vote, Sendero Wealth Management, LLC voted for 88 (42.3%). The 40 at the companies with the most reporting filers are listed. Titles are the most common wording among filers; where a wording could name a person, the SEC category is printed instead.

CompanyMeetingProposal
Amazon.com, Inc.20 May 2026Shareholder proposal requesting a mandatory independent board chair policy
NVIDIA Corporation24 Jun 2026Approval of a non-binding stockholder proposal requesting the replacement of supermajority voting...
Alphabet Inc.5 Jun 2026Shareholder proposal regarding equal shareholder voting
Visa Inc.27 Jan 2026Shareholder proposal on shareholder right to act by written consent.
Visa Inc.27 Jan 2026Require Independent Board Chair
JPMorgan Chase & Co.19 May 2026Independent board chairman
Johnson & Johnson23 Apr 2026Independent Board Chair
Mastercard Incorporated16 Jun 2026Consideration of a stockholder proposal regarding shareholder right to act by written consent
Eli Lilly and Company4 May 2026Shareholder proposal to adopt a policy and amend the bylaws to require an independent board chair.
AbbVie Inc.8 May 2026Stockholder Proposal - to Adopt a Policy to Require an Independent Chair
Netflix, Inc.4 Jun 2026Stockholder proposal entitled, "Proposal 4 - Shareholder Right to Act by Written Consent,"
The Home Depot, Inc.21 May 2026Shareholder Proposal Regarding Independent Board Chair
CHEVRON CORPORATION27 May 2026Adopt an Independent Chair
Bank of America Corporation4 May 2026Shareholder proposal requesting independent board chair
The Procter & Gamble Company14 Oct 2025Shareholder Proposal Requesting Additional Reporting on Plastic Packaging
UnitedHealth Group Incorporated1 Jun 2026If properly presented at the 2026 Annual Meeting of Shareholders, the shareholder proposal requesting the...
PEPSICO, INC.6 May 2026Shareholder Proposal - Independent Board Chair.
Tesla, Inc.6 Nov 2025A shareholder proposal to seek shareholder approval before adopting an amendment to the bylaws pursuant to...
Tesla, Inc.6 Nov 2025Declassify the Board of Directors
Tesla, Inc.6 Nov 2025Shareholder proposal: CORPORATE GOVERNANCE
McDonald's Corporation20 May 2026Advisory Vote to Adopt Policy for an Independent Chair.
McDonald's Corporation20 May 2026Advisory Vote on Shareholders' Right to Act by Written Consent.
Verizon Communications Inc.21 May 2026Independent board chair
QUALCOMM Incorporated17 Mar 2026Stockholder proposal entitled "Shareholder Ability to Call for a Special Meeting."
International Business Machines Corporation28 Apr 2026Stockholder Proposal Requesting a Right to Act by Written Consent
International Business Machines Corporation28 Apr 2026Amend Stock Ownership Guidelines for Outside Directors
CATERPILLAR INC.10 Jun 2026Shareholder Proposal - Shareholder Right to Act by Written Consent
Pfizer Inc.23 Apr 2026Adopt an Independent Chair Policy
AT&T INC.14 May 2026Shareholder Right to Act by Written Consent
Wells Fargo & Company28 Apr 2026Require Independent Board Chair
Wells Fargo & Company28 Apr 2026Shareholder Proposal - Energy Supply Ratio.
Wells Fargo & Company28 Apr 2026Shareholder Proposal - Govern by Majority Vote.
Amgen Inc.19 May 2026Stockholder proposal to require an independent board chairman.
Texas Instruments Incorporated16 Apr 2026Stockholder proposal to permit stockholders to act by written consent.
Bristol-Myers Squibb Company5 May 2026Require Independent Board Chair
ConocoPhillips12 May 2026Stockholder Proposal - Independent Board Chairman.
The Goldman Sachs Group, Inc.29 Apr 2026Shareholder Proposal Regarding Special Shareholder Meeting Thresholds
Lowe's Companies, Inc.29 May 2026Shareholder Proposal requesting an independent board chairman.
Lowe's Companies, Inc.29 May 2026Shareholder Proposal requesting a report on risks of sharing customer data with third parties.
HONEYWELL INTERNATIONAL INC.22 May 2026Shareowner Proposal - Shareholder Right to Act by Written Consent.

Shares on loan

Sendero Wealth Management, LLC reported no shares on loan for the year to 30 June 2026. Shares lent out at the record date cannot be voted by the lender, which is why Form N-PX asks for the figure. More on lending and votes.

The filings

These figures are read from the filer's own Form N-PX. If a vote on this page looks wrong, the filing is the record: a dispute about a filed vote is a matter for the filer, and an error in how this site read the filing is a matter for corrections.

Questions

How did Sendero Wealth Management, LLC vote on executive pay?

In the year to 30 June 2026 Sendero Wealth Management, LLC reported 278 votes in the category SECTION 14A SAY-ON-PAY VOTES that were cast for, against or abstain. 223 were for (80.2%), 55 against and 0 abstentions. Counting one item per company meeting, it voted against management on 51 of the 263 say-on-pay items it marked either way.

How often does Sendero Wealth Management, LLC vote against management?

27.3% of the time in the year to 30 June 2026: 1,120 of the 4,099 votes it marked as for or against management. Form N-PX asks each filer to state, vote by vote, whether the vote was for or against management's recommendation; this figure counts those marks.

Is this the result of the meetings?

No. Form N-PX shows how this filer voted the shares it held. It does not show how other shareholders voted or whether a proposal was approved. Companies report certified results separately, on Form 8-K.

Where does the data come from?

From the Form N-PX filings of this filer on the SEC's EDGAR system, read as filed. The SEC does not verify the contents. Amended filings (N-PX/A) replace the filings they amend. Data on this page runs through 23 Sep 2026.

Provenance: SEC EDGAR, Form N-PX and N-PX/A filings by Sendero Wealth Management, LLC (filer no. 1639375), read as filed and not verified by the SEC. Amended filings replace the filings they amend. Filings read through 23 Sep 2026; page built 26 Sep 2026.